News and Updates

Investment advisers are fiduciaries that owe a duty of care and loyalty to their clients. One component of this duty of care is an obligation to seek best execution of client securities transactions. While this requirement might sound relatively straightforward, the lack of a single definition for what this duty actually requires can make it Read More... The post Seeking Best Execution: Understanding The SEC’s Expectations For Advisors To Deliver Best Outcomes For Clients first appeared on Kitces.com .

Welcome everyone! Welcome to the 412th episode of the Financial Advisor Success Podcast! My guest on today's podcast is Anjali Jariwala. Anjali is the Founder of FIT Advisors, an RIA based in Torrance, California (but works virtually with clients nationwide) and oversees $65 million in assets under management for 45 client households. What's unique about Read More... The post #FASuccess Ep 412: 3X’ing The Business With No More Than 50 Great Clients By Hyperfocusing On Who You Can Add The Most Value For, With Anjali Jariwala first appeared on Kitces.com .

In recent years, AI has become an increasingly common feature in advisor technology. The possibilities at the intersection of AI and financial advice are exciting <; faster processes, better connections, less time on ‘busy work’ <; but also come with uncertainty about the future of the field. What might the field of financial advice even Read More... The post Highlights From The Advise AI Conference 2024 first appeared on Kitces.com .